Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John David Neal

    IRN JDN01016

    • SIMF7 Group Entity Senior Insurance Manager Function (12 Sep 2016 to 1 Jan 2018)
    • Responsible for Insurance Mediation (17 Apr 2009 to 31 Dec 2010)
    • CF1 Director (AR) (5 Sep 2005 to 31 Dec 2010)
    • CF1 Director (1 Feb 2005 to 18 Sep 2013)
  • John Maguire

    IRN JXM03736

    • SIMF20 Chief Actuary Function (29 Jun 2016 to 6 Mar 2018)
  • John Matthew Porter

    IRN JXP00897

    • [FCA CF] Significant management (since 1 Jan 2024)
  • Jonathan Paul Wellsman

    IRN JPW01198

    • CF30 Customer (31 Oct 2011 to 15 Sep 2016)
    • CF1 Director (AR) (31 Oct 2011 to 15 Sep 2016)
  • Jonathan Roger Dye

    IRN JRD34291

    • [PRA CF] Significant risk taker or Material risk taker (since 16 Apr 2019)
    • [FCA CF] Material risk taker (since 16 Apr 2019)
    • [FCA CF] Significant management (since 16 Apr 2019)
  • Jonathan Wyn Parry

    IRN JWP01039

    • CF1 Director (2 Jan 2008 to 18 Aug 2015)
  • Judith Crompton

    IRN JXC02362

    • CF30 Customer (29 Jun 2010 to 1 Oct 2010)
  • Justin Michael Edward Skinner

    IRN JMS01419

    • CF1 Director (AR) (1 Jun 2012 to 11 Dec 2013)
    • CF29 Significant management (5 Apr 2011 to 9 Feb 2017)
  • Kathryn Mary Lisson

    IRN KML01044

    • CF1 Director (17 Jun 2009 to 15 Feb 2011)
  • Kevin Andrew Shallow

    IRN KXS00414

    • [FCA CF] Manager of certification employee (since 4 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2022)
    • [FCA CF] Significant management (since 1 Apr 2022)
    • [FCA CF] Material risk taker (since 1 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.