Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kirsty Louise Middleton

    IRN KLM34300

    • [FCA CF] Manager of certification employee (13 Nov 2020 to 13 Jan 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 13 Jan 2023)
  • Klaas Jan Dijkstra

    IRN KXD00397

    • SMF24 Chief Operations (since 26 Jan 2026)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • Kurt John Brosnahan

    IRN KXB46785

    • CF1 Director (AR) (25 Mar 2020 to 4 Jul 2022)
  • Laura Frances Dobbyn

    IRN LFD32583

    • CF1 Director (AR) (24 Oct 2022 to 5 Jan 2026)
    • [FCA CF] Significant management (2 Jul 2019 to 29 Nov 2024)
  • Laura Wingfield

    IRN LXW00352

    • [FCA CF] Significant management (since 1 Jun 2023)
  • Lavinia Bridget Johnson

    IRN LXJ00097

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2021)
    • [FCA CF] Material risk taker (since 1 Aug 2021)
    • [FCA CF] Significant management (since 1 Aug 2021)
  • Liam Buckley

    IRN LXB01885

    • SIMF7 Group Entity Senior Insurance Manager Function (6 Sep 2016 to 27 Dec 2017)
  • Loan-Anh Nguyen

    IRN LXN01151

    • [FCA CF] Significant management (10 Dec 2018 to 18 Nov 2021)
  • Luke Thomas

    IRN LDT32605

    • [FCA CF] Significant management (9 Nov 2020 to 7 Dec 2022)
  • Malcolm Graham McCaig

    IRN MGM01071

    • SMF14 Senior Independent Director (16 Oct 2020 to 30 Jun 2024)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 30 Jun 2024)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (4 Apr 2014 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.