John David Neal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Society of Lloyd's (no longer approved here)

    FRN 202761

    • SMF23b Conduct Risk Oversight (Lloyd's) (16 Mar 2021 to 20 May 2021)
    • SMF23a Underwriting Risk Oversight (Lloyd's) (16 Mar 2021 to 20 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Apr 2019 to 24 Jan 2020)
    • SMF16 Compliance Oversight (17 Apr 2019 to 24 Jan 2020)
    • SMF4 Chief Risk (15 Apr 2019 to 7 Jan 2020)
    • SMF1 Chief Executive (10 Dec 2018 to 31 May 2025)
    • SIMF1 Chief Executive Function (2 Oct 2018 to 9 Dec 2018)
  • QBE UK Limited (no longer approved here)

    FRN 202842

    • SIMF7 Group Entity Senior Insurance Manager Function (12 Sep 2016 to 1 Jan 2018)
    • Responsible for Insurance Mediation (17 Apr 2009 to 31 Dec 2010)
    • CF1 Director (AR) (5 Sep 2005 to 31 Dec 2010)
    • CF1 Director (1 Feb 2005 to 18 Sep 2013)
  • QBE Underwriting Limited (no longer approved here)

    FRN 204858

    • SIMF7 Group Entity Senior Insurance Manager Function (12 Sep 2016 to 1 Jan 2018)
    • Responsible for Insurance Mediation (17 Apr 2009 to 31 Dec 2010)
    • CF1 Director (30 Mar 2004 to 18 Sep 2013)
  • QBE European Services Limited (no longer approved here)

    FRN 309254

    • Responsible for Insurance Mediation (17 Apr 2009 to 31 Dec 2010)
    • CF1 Director (5 Sep 2005 to 31 Dec 2010)
  • QBE Management Services (UK) Limited (no longer approved here)

    FRN 482833

    • (20)Employed By (9 May 2008 to 31 Dec 2010)
  • Greenhill Sturge Underwriting Ltd (no longer approved here)

    FRN 433590

    • (9)Employed By (5 Sep 2005 to 31 Dec 2010)
  • Greenhill Underwriting Espana Ltd (no longer approved here)

    FRN 433594

    • (10)Employed By (5 Sep 2005 to 31 Dec 2010)
  • Cincinnati Global Underwriting Agency Limited (no longer approved here)

    FRN 204979

    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jan 2004)
    • CF3 Chief Executive (1 Dec 2001 to 29 Jul 2002)
    • CF1 Director (1 Dec 2001 to 1 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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