Date authorised
1 April 2013
Companies House
01064228
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashis Mathuradas Bathia

    IRN AMB01248

    • CF1 Director (20 Jan 2012 to 2 Aug 2013)
  • David Edward Cooney

    IRN DEC01021

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (4 Oct 2005 to 8 Dec 2019)
  • David James Winkett

    IRN DJW01169

    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (5 Sep 2005 to 8 Dec 2019)
  • Graham Michael Glazebrook Bowen

    IRN GMB01118

    • Responsible for Insurance Mediation (13 Oct 2006 to 1 Dec 2008)
    • CF3 Chief Executive (14 Jan 2005 to 1 Dec 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Dec 2008)
    • CF1 Director (14 Jan 2005 to 1 Dec 2008)
  • Ian David Beckerson

    IRN IDB01029

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 21 Jan 2019)
    • CF1 Director (5 Sep 2005 to 8 Dec 2019)
  • James Rodney Wheeldon

    IRN JRW01194

    • CF1 Director (14 Jan 2005 to 28 Apr 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Apr 2006)
  • Jean-Philippe Henri Pagès-Marchais

    IRN JHP01091

    • CF1 Director (14 Feb 2012 to 31 Mar 2014)
  • John David Neal

    IRN JDN01016

    • Responsible for Insurance Mediation (17 Apr 2009 to 31 Dec 2010)
    • CF1 Director (5 Sep 2005 to 31 Dec 2010)
  • John Linnis Pickford

    IRN JLP01084

    • CF1 Director (14 Jan 2005 to 1 Dec 2008)
  • Laura Frances Dobbyn

    IRN LFD32583

    • SMF3 Executive Director (5 Apr 2022 to 5 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

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