Date authorised
1 April 2013
Companies House
01064228
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nick Hankin

    IRN NXH12048

    • SMF3 Executive Director (since 26 Aug 2021)
  • Nigel Rippon

    IRN NXR00024

    • SMF3 Executive Director (since 5 Jan 2026)
  • Paul John McCann

    IRN PJM01528

    • SMF3 Executive Director (7 Sep 2020 to 11 Mar 2021)
  • Peter Ernest Grove

    IRN PEG01019

    • CF1 Director (5 Sep 2005 to 31 Dec 2009)
  • Rodney Graham Tompsett

    IRN RGT01075

    • CF2 Non Executive Director (14 Jan 2005 to 16 Aug 2005)
  • Simon Joseph Dempsey

    IRN SJD01171

    • CF2 Non Executive Director (14 Jan 2005 to 16 Aug 2005)
  • Steven Paul Burns

    IRN SPB01069

    • Responsible for Insurance Mediation (31 Dec 2010 to 22 Jul 2013)
    • CF1 Director (6 Sep 2005 to 22 Jul 2013)
    • CF3 Chief Executive (6 Sep 2005 to 22 Jul 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.