Date authorised
1 April 2013
Companies House
04790586
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Rowley Avenue
    Stafford
    Staffordshire
    ST17 9AA
    UNITED KINGDOM
    Phone
    +441785256396
  • Complaints Contact

    9 Rowley Avenue
    Stafford
    Staffordshire
    ST17 9AA
    UNITED KINGDOM
    Phone
    +441785256396

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Phillips

    IRN CJP01126

    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2024)
    • CF29 Significant management (4 Dec 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Dec 2008 to 8 Dec 2019)
  • Howard Duncan Broadbent

    IRN HDB01013

    • SMF16 Compliance Oversight (15 Nov 2023 to 27 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Feb 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 27 Feb 2026)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (2 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Nov 2004 to 31 Mar 2009)
  • Ian Philip Gilkes

    IRN IXG00041

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • SMF16 Compliance Oversight (since 1 Dec 2025)
    • Responsibility for MCD Intermediation (since 1 Dec 2025)
    • Responsible for Insurance Distribution (since 1 Dec 2025)
    • SMF3 Executive Director (since 1 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Natasha Helen Glenard

    IRN NXG00077

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 26 Oct 2023)
  • Paul Ryan White

    IRN PRW01146

    • CF1 Director (AR) (16 May 2017 to 13 Feb 2020)
  • Samuel Caplan

    IRN SXC19018

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 26 Oct 2023)
    • CF1 Director (AR) (27 Aug 2019 to 23 Feb 2022)
  • Susan Elizabeth Greaves

    IRN SEG01045

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2026)
    • CF1 Director (2 Nov 2004 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Caplan & Caplan Ltd (no longer appointed)

    FRN 912188 · Appointed 12 Aug 2019 · Until 31 May 2022

  • WHI Solutions Ltd (no longer appointed)

    FRN 778725 · Appointed 10 May 2017 · Until 2 Mar 2020

  • PXL Yorkshire Limited (no longer appointed)

    FRN 557502 · Appointed 26 Jul 2011 · Until 2 May 2017

  • Harjit Moore (no longer appointed)

    FRN 557389 · Appointed 26 Jul 2011 · Until 20 Oct 2011

  • Paula Mary McNeany (no longer appointed)

    FRN 550987 · Appointed 16 May 2011 · Until 25 Jul 2011

  • Julie Margaret Watson (no longer appointed)

    FRN 549901 · Appointed 4 May 2011 · Until 25 Jul 2011

  • Antony Corbett (no longer appointed)

    FRN 499800 · Appointed 22 Apr 2009 · Until 3 Jan 2023

  • Stan Chapman (no longer appointed)

    FRN 435759 · Appointed 22 Apr 2009 · Until 11 Apr 2011

  • Kevin Casson (no longer appointed)

    FRN 499741 · Appointed 21 Apr 2009 · Until 27 Jun 2013

  • Tony Pace (no longer appointed)

    FRN 499740 · Appointed 21 Apr 2009 · Until 11 Apr 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.