Howard Duncan Broadbent

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PXL ASSOCIATES LIMITED (no longer approved here)

    FRN 313562

    • SMF16 Compliance Oversight (15 Nov 2023 to 27 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Feb 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 27 Feb 2026)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (2 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Nov 2004 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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