Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caplan & Caplan Financial Services Limited
FRN 949393
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 2 Aug 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 26 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.