Purple Wealth Ltd

Date authorised
1 July 2021
Companies House
12906043
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clowne Business Centre, Crown Street
    Clowne
    Chesterfield
    Derbyshire
    S43 4DN
    UNITED KINGDOM
    Phone
    +441142125678
    Web
    https://www.purplewm.com

  • Complaints Contact

    Clowne Business Centre, Crown Street
    Clowne
    Chesterfield
    Derbyshire
    S43 4DN
    UNITED KINGDOM
    Phone
    +441142125678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Handley

    IRN CJH00032

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • SMF3 Executive Director (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
  • Laura Jane Jones

    IRN LJJ01044

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Oct 2025)
    • SMF16 Compliance Oversight (since 22 Oct 2025)
    • Responsible for Insurance Distribution (since 30 Sep 2025)
    • SMF3 Executive Director (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
  • Paul Vincent Martin

    IRN PXM00048

    • Responsible for Insurance Distribution (1 Jul 2021 to 27 Aug 2025)
    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 27 Aug 2025)
    • SMF16 Compliance Oversight (1 Jul 2021 to 27 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2021 to 27 Aug 2025)
    • SMF3 Executive Director (1 Jul 2021 to 27 Aug 2025)
    • [FCA CF] Client dealing (1 Jul 2021 to 27 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.