Christopher John Handley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Purple Wealth Ltd

    FRN 945599

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • SMF3 Executive Director (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (8 Jul 2013 to 30 Jun 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 May 2013)
    • CF21 Investment Adviser (7 Mar 2003 to 30 Sep 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.