Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Purple Wealth Ltd (no longer approved here)

    FRN 945599

    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 27 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2021 to 27 Aug 2025)
    • SMF3 Executive Director (1 Jul 2021 to 27 Aug 2025)
    • [FCA CF] Client dealing (1 Jul 2021 to 27 Aug 2025)
    • Responsible for Insurance Distribution (1 Jul 2021 to 27 Aug 2025)
    • SMF16 Compliance Oversight (1 Jul 2021 to 27 Aug 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (11 Jul 2013 to 30 Jun 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 May 2013)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.