Puma Investment Management Limited

• Principal Place of Business

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.pumainvestments.co.uk

• Complaints Contact

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074687900

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sophie Laura Welton

  IRN SLW00020

  • [FCA CF] Client dealing (19 Mar 2021 to 31 Dec 2021)
• Stuart Bernard Rollason

  IRN SBR01007

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 30 May 2021)
  • [FCA CF] Functions requiring qualifications (since 30 May 2021)
  • [FCA CF] Client dealing (since 30 May 2021)
  • [FCA CF] Material risk taker (30 May 2021 to 23 Jul 2024)
• Tarinee Pandey

  IRN TXP00106

  • SMF3 Executive Director (since 7 Jul 2022)
  • [FCA CF] Material risk taker (19 Mar 2021 to 23 Jul 2024)
• Ted Oscar Tavendale

  IRN TXT00276

  • [FCA CF] Client dealing (since 5 Jun 2025)
• Thomas Paschal Walsh

  IRN TPW01041

  • CF30 Customer (16 Jul 2018 to 14 Nov 2019)
• Tommy Michael Gerald O'Sullivan

  IRN TMO01012

  • CF30 Customer (10 Jan 2018 to 8 Dec 2019)
• Tony Kumar Throp

  IRN TKT01005

  • [FCA CF] Client dealing (19 Mar 2021 to 26 Mar 2025)
  • CF30 Customer (15 May 2013 to 8 Dec 2019)
• Unal Kiran Haribhai

  IRN UKH01001

  • CF30 Customer (8 Feb 2016 to 4 May 2018)

• Puma Private Equity Limited (no longer appointed)

  FRN 825730 · Appointed 12 Nov 2018 · Until 25 Jul 2025

No changes recorded yet.