Puma Investment Management Limited

• Principal Place of Business

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.pumainvestments.co.uk

• Complaints Contact

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074687900

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eliot Charles Kaye

  IRN ECK01015

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (10 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (10 Jul 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 May 2013 to 26 Jun 2014)
  • CF10 Compliance Oversight (15 May 2013 to 26 Jun 2014)
• Ella Scott

  IRN EXS00497

  • [FCA CF] Client dealing (since 9 Mar 2026)
• Ellie Kakoulli

  IRN EXK00064

  • [FCA CF] Significant management (since 14 Feb 2024)
  • [FCA CF] Client dealing (since 14 Feb 2024)
• Elliot Laurence Stevens

  IRN ELS01031

  • [FCA CF] Material risk taker (19 Mar 2021 to 29 Jan 2022)
• Emily Bourne

  IRN EXB00407

  • [FCA CF] Client dealing (since 14 Feb 2024)
• Emily Laura Armstrong

  IRN EXA00117

  • [FCA CF] Client dealing (since 24 Jul 2024)
• Harriet Jane Rosethorn

  IRN HJR01046

  • [FCA CF] Client dealing (since 19 Mar 2021)
  • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
• Hayden Lewis Pattison

  IRN HXP00180

  • [FCA CF] Client dealing (11 Oct 2022 to 7 Apr 2023)
• Henri Songeur

  IRN HXS02122

  • [FCA CF] Client dealing (since 19 Mar 2021)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
• Hugh Philip Rogers

  IRN HPR01006

  • CF30 Customer (19 Aug 2013 to 31 May 2018)

• Puma Private Equity Limited (no longer appointed)

  FRN 825730 · Appointed 12 Nov 2018 · Until 25 Jul 2025

No changes recorded yet.