Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Puma Investment Management Limited
FRN 590919
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (10 Jul 2014 to 8 Dec 2019)
- CF30 Customer (10 Jul 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (15 May 2013 to 26 Jun 2014)
- CF11 Money Laundering Reporting (15 May 2013 to 26 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.