Prudential Pensions Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neill Andrew Halliday

  IRN NAH00030

  • CF22 Investment Adviser (Trainee) (30 Aug 2002 to 1 Jan 2003)
• Nicholas Andrew Courtenay-Smith

  IRN NAS01041

  • CF19 Significant Mgt (Financial Resources) (6 Jan 2004 to 16 Jan 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 May 2002 to 16 Jan 2004)
• Nicholas Edward Tucker Prettejohn

  IRN NEP01010

  • CF3 Chief Executive (9 Jan 2006 to 30 Sep 2009)
  • CF8 Apportionment and Oversight (9 Jan 2006 to 30 Sep 2009)
• Nicholas Oliver Holder

  IRN NOH01000

  • CF15 Internal Audit (22 Oct 2002 to 16 Jul 2004)
• Nick Johnson

  IRN NXJ00178

  • [FCA CF] Significant management (8 May 2024 to 12 Nov 2024)
• Nicol Strachan

  IRN NXS00051

  • [FCA CF] Significant management (since 14 Mar 2024)
  • [FCA CF] Client dealing (since 24 Apr 2020)
  • [FCA CF] Manager of certification employee (17 Apr 2024 to 30 Oct 2025)
• Nigel Joseph Finch

  IRN NJF00008

  • CF21 Investment Adviser (10 Jun 2002 to 6 Jun 2003)
  • CF22 Investment Adviser (Trainee) (2 Dec 2001 to 10 Jun 2002)
• Nigel Stewart Herd

  IRN NSH00011

  • CF21 Investment Adviser (6 Jun 2002 to 30 Nov 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)
• Paige Doyle

  IRN PXD00034

  • [FCA CF] Functions requiring qualifications (27 May 2020 to 30 Jun 2021)
  • [FCA CF] Client dealing (27 May 2020 to 30 Jun 2021)
• Pamela Elizabeth Murdoch

  IRN PXM42373

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Apr 2021)
  • [FCA CF] Client dealing (10 Dec 2018 to 1 Apr 2021)

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