Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Hayley Elizabeth Evans-Hadley
IRN HEE01005
- CF30 Customer (5 Mar 2013 to 9 Sep 2013)
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Hazel Gillian Boyle
IRN HXB14869
- CF1 Director (23 Jul 2019 to 1 Nov 2019)
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Iain Coates
IRN ISC00009
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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Iain Wright
IRN IXW01156
- CF28 Systems and controls (1 Nov 2007 to 4 Mar 2009)
- CF10 Compliance Oversight (11 Sep 2006 to 4 Mar 2009)
- CF14 Risk Assessment (11 Sep 2006 to 31 Oct 2007)
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Ian Archibald Morrison
IRN IAM01036
- CF30 Customer (8 May 2012 to 9 Sep 2013)
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Ian David Kerr
IRN IDK01011
- Responsible for Insurance Mediation (17 Nov 2006 to 1 May 2007)
- CF1 Director (17 Nov 2006 to 1 May 2007)
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Ian Kenneth Atkinson
IRN IKA01010
- CF30 Customer (25 Feb 2010 to 14 Aug 2010)
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Ian McKay
IRN IXM00100
- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
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Ian Paul Coulthard
IRN IPC01032
- CF28 Systems and controls (30 Jan 2014 to 15 Jul 2014)
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Ian Paul Hammond
IRN IPH00008
- CF11 Money Laundering Reporting (1 Dec 2001 to 29 May 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.