Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ernest John Brown
IRN EJB00007
- CF30 Customer (5 Dec 2011 to 9 Sep 2013)
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Finbar Anthony O'Dwyer
IRN FAO01002
- CF1 Director (24 Dec 2008 to 24 May 2013)
- Responsible for Insurance Mediation (24 Dec 2008 to 24 May 2013)
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Fiona Jane Clutterbuck
IRN FJC01015
- SMF7 Group Entity Senior Manager (9 Oct 2020 to 18 Feb 2022)
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Gareth Earl Griffith
IRN GEG00005
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Gary Andrew Henshaw
IRN GAH01103
- CF15 Internal Audit (16 Jul 2004 to 25 Nov 2004)
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Gary Anthony Hitchens
IRN GAH00037
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 May 2002)
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Gary Paul John Shaughnessy
IRN GPS01052
- Responsible for Insurance Mediation (5 Feb 2007 to 25 Sep 2008)
- CF1 Director (25 Aug 2006 to 25 Sep 2008)
- CF19 Significant Mgt (Financial Resources) (15 Jun 2006 to 25 Aug 2006)
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Gary Richard Stephenson
IRN GRS01139
- CF11 Money Laundering Reporting (2 May 2008 to 1 Oct 2018)
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Gary Stevenson
IRN GXS00107
- CF30 Customer (7 May 2013 to 9 Sep 2013)
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Gavin Phillips
IRN GXP01859
- CF28 Systems and controls (15 Nov 2017 to 16 Sep 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.