Date authorised
1 April 2013
Companies House
02012093
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Canfield Place
    London
    NW6 3BT
    UNITED KINGDOM
    Phone
    +4402073283280
  • Complaints Contact

    8 Canfield Place
    London
    NW6 3BT
    UNITED KINGDOM
    Phone
    +4402073283280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking which is not for the purposes of increasing funds available for investment
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Keenan

    IRN DJK01142

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Oct 2017 to 21 Dec 2017)
    • CF10 Compliance Oversight (11 Oct 2017 to 21 Dec 2017)
  • David William Pollock

    IRN DWP00005

    • CF1 Director (1 Dec 2001 to 25 Oct 2017)
  • Emmanuel Arthur

    IRN EXA00093

    • [FCA CF] Functions requiring qualifications (31 Aug 2022 to 19 Dec 2022)
  • John Walter Richard Edward Fava

    IRN JWF00002

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
    • CF1 Director (1 Dec 2001 to 28 Sep 2006)
  • Jose Lopez

    IRN JML01187

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • Responsibility for MCD Intermediation (1 Mar 2017 to 12 Dec 2019)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
  • Lee Anthony Wood

    IRN LAW01036

    • CF22 Investment Adviser (Trainee) (1 Dec 2003 to 15 Oct 2004)
  • Michael Breda Blasigh

    IRN MXB00330

    • [FCA CF] Functions requiring qualifications (29 Jan 2021 to 4 Jul 2022)
  • Neil Scott

    IRN NXS00005

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 2 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • Responsibility for MCD Intermediation (27 Sep 2016 to 2 Apr 2025)
    • CF11 Money Laundering Reporting (20 Mar 2015 to 21 Dec 2017)
    • CF10 Compliance Oversight (20 Mar 2015 to 21 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2010)
    • CF1 Director (23 Aug 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nicholas Peter Weiss

    IRN NPW00002

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Mar 2007)
    • CF1 Director (1 Dec 2001 to 18 Mar 2011)
  • Richard Walter Whitmarsh

    IRN RWW00029

    • CF30 Customer (1 Nov 2007 to 14 Nov 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)

Recent activity

Updates to this firm's record on the FCA register.

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