Jose Lopez

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudell Limited

    FRN 134411

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • Responsibility for MCD Intermediation (1 Mar 2017 to 12 Dec 2019)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
  • R.T. FINANCIAL SERVICES UK LIMITED (no longer approved here)

    FRN 459445

    • CF30 Customer (15 May 2009 to 9 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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