Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prudell Limited
FRN 134411
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 2 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
- Responsibility for MCD Intermediation (27 Sep 2016 to 2 Apr 2025)
- CF11 Money Laundering Reporting (20 Mar 2015 to 21 Dec 2017)
- CF10 Compliance Oversight (20 Mar 2015 to 21 Dec 2017)
- CF30 Customer (1 Nov 2007 to 6 Dec 2010)
- CF1 Director (23 Aug 2004 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.