PROTECTION & INVESTMENT LIMITED

• Principal Place of Business

  Chandlers House

  Ganders Business Park

  Kingsley

  Bordon

  Hampshire

  GU35 9LU

  UNITED KINGDOM

  Phone

  +441420470241

  Web

  https://www.pil.uk.com

• Complaints Contact

  Chandlers House

  Ganders Business Park

  Kingsley

  Bordon

  Hampshire

  GU35 9LU

  UNITED KINGDOM

  Phone

  +441420470241

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Robert John Beagley

  IRN RJB00089

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Manager of certification employee (since 15 Sep 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (1 Jul 2017 to 31 May 2019)
  • Responsibility for MCD Intermediation (1 Jul 2017 to 31 May 2019)
  • CF30 Customer (14 May 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
• Robert Malcolm Cameron

  IRN RMC01158

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Robert William Ward

  IRN RXW00029

  • CF30 Customer (26 Nov 2008 to 30 Nov 2009)
• Robin Graham Seymour

  IRN RGS00007

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
  • SMF3 Executive Director (9 Dec 2019 to 12 Aug 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Aug 2022)
  • CF10 Compliance Oversight (7 Aug 2014 to 8 Dec 2019)
  • CF1 Director (3 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 15 Nov 2012)
  • CF3 Chief Executive (2 Jul 2003 to 9 Jul 2012)
  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (2 Jul 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (2 Jul 2003 to 31 Mar 2009)
• Ross Lamacraft

  IRN RXL28313

  • [FCA CF] Client dealing (3 Feb 2020 to 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 31 Jan 2021)
• Shirley Joyce Hughes

  IRN SJH00084

  • CF1 Director (1 May 2014 to 1 May 2015)
• Simon Paul Gubbins

  IRN SPG01081

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (16 Jul 2019 to 8 Dec 2019)
• Stephanie Alison Garwood

  IRN SXG00776

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Mar 2024)
• Stephanie Greenhalgh

  IRN SXG25856

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 22 Nov 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Stephen Grundy

  IRN SXG00031

  • CF1 Director (15 Aug 2005 to 28 Feb 2010)
  • CF11 Money Laundering Reporting (2 Jul 2003 to 28 Apr 2010)
  • CF10 Compliance Oversight (2 Jul 2003 to 28 Apr 2010)

No changes recorded yet.