Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROTECTION & INVESTMENT LIMITED
FRN 222993
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Manager of certification employee (since 15 Sep 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (1 Jul 2017 to 31 May 2019)
- Responsibility for MCD Intermediation (1 Jul 2017 to 31 May 2019)
- CF30 Customer (14 May 2013 to 8 Dec 2019)
- CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
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- (1)Employed By (1 Oct 1998 to 6 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.