Robin Graham Seymour

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROTECTION & INVESTMENT LIMITED (no longer approved here)

    FRN 222993

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
    • CF10 Compliance Oversight (7 Aug 2014 to 8 Dec 2019)
    • CF1 Director (3 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Nov 2012)
    • CF3 Chief Executive (2 Jul 2003 to 9 Jul 2012)
    • CF24 Pension Transfer Specialist (2 Jul 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (2 Jul 2003 to 31 Mar 2009)
  • Northwood Wealth Management Ltd (no longer approved here)

    FRN 754511

    • CF30 Customer (14 Feb 2017 to 12 Jun 2018)
  • Abacus Associates (0172) (no longer approved here)

    FRN 153404

    • Employed By (1 Dec 2001 to 9 Sep 2003)
  • Protection & Investment (2882) (no longer approved here)

    FRN 193401

    • (18)Employed By (1 Dec 2001 to 29 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.