PROTECTION & INVESTMENT LIMITED

• Principal Place of Business

  Chandlers House

  Ganders Business Park

  Kingsley

  Bordon

  Hampshire

  GU35 9LU

  UNITED KINGDOM

  Phone

  +441420470241

  Web

  https://www.pil.uk.com

• Complaints Contact

  Chandlers House

  Ganders Business Park

  Kingsley

  Bordon

  Hampshire

  GU35 9LU

  UNITED KINGDOM

  Phone

  +441420470241

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Neil James Baker

  IRN NJB01235

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2024)
  • CF30 Customer (21 Apr 2008 to 8 Dec 2019)
• Nicholas Charles Osborne Bravery

  IRN NCB01072

  • Responsible for Insurance Mediation (15 Nov 2012 to 31 Jul 2014)
  • CF1 Director (15 Oct 2012 to 25 Jul 2014)
• Nicholas Malcom Anger

  IRN NMA00002

  • CF21 Investment Adviser (2 Jul 2003 to 31 Aug 2003)
• Nicholas William Illingsworth

  IRN NWI00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (4 May 2010 to 31 Dec 2012)
• Nicola Evelyn Martin

  IRN NXM28958

  • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 20 Jan 2023)
• Nicola Jayne Pilling

  IRN NXP00093

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2024)
• Owen Richard Sayer

  IRN ORS01006

  • CF21 Investment Adviser (6 Nov 2003 to 22 Apr 2005)
• Paul Anthony Janes

  IRN PAJ00016

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
• Philip Wallington

  IRN PXW00037

  • CF30 Customer (1 Nov 2007 to 18 Oct 2010)
  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
• Robert Andrew Sherman Oliver

  IRN RAO01047

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • CF30 Customer (17 Nov 2016 to 8 Dec 2019)

No changes recorded yet.