This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Prosperity Financial Management Ltd (0596)

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FRN: 224964
Companies House: 04703113
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

195 High Street

Northallerton

North Yorkshire

DL7 8LF

UNITED KINGDOM

Phone

+4401609778877

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew George Hodgson
IRN AGH00023
- Employed By (20 May 2003 to 6 Mar 2006)
Christopher Huw Jones
IRN CHJ00005
- Employed By (19 May 2003 to 1 Oct 2006)
Colin Andrew Fawcett
IRN CAF00015
- Employed By (20 May 2003 to 28 Mar 2024)
Michael Antony Keeble
IRN MAK00023
- Employed By (23 Feb 2006 to 27 Dec 2012)
Nicholas Mark Rowland
IRN NXR08866
- Employed By (3 Dec 2018 to 26 Jul 2023)
Paul Emilio Angelo Bonomini
IRN PEB00025
- Employed By (20 May 2003 to 28 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.