Nicholas Mark Rowland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Jul 2023)
    • CF1 Director (AR) (since 10 Jul 2023)
    • CF30 Customer (since 10 Jul 2023)
  • One Discovery Financial Services Ltd

    FRN 998211

    • (1)Employed By (since 10 Jul 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Jul 2023)
    • CF30 Customer (3 Dec 2018 to 26 Jul 2023)
  • Prosperity Financial Management Ltd (0596) (no longer approved here)

    FRN 224964

    • Employed By (3 Dec 2018 to 26 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.