Andrew George Hodgson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prosperity Financial Management Limited

    FRN 1006940

    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (3)[FCA CF] Client dealing (since 4 Apr 2024)
    • (4)[FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 28 Mar 2024)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Prosperity Financial Management Ltd (0596) (no longer approved here)

    FRN 224964

    • Employed By (20 May 2003 to 6 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Prosperity Financial Management Limited

  2. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Prosperity Financial Management Limited

  3. controlled function removed: [FCA CF] Functions requiring qualifications at Prosperity Financial Management Limited

  4. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Prosperity Financial Management Limited

  5. controlled function added: (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Prosperity Financial Management Limited

  6. controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds at Prosperity Financial Management Limited

  7. controlled function added: (3)[FCA CF] Client dealing at Prosperity Financial Management Limited

  8. controlled function added: (4)[FCA CF] Functions requiring qualifications at Prosperity Financial Management Limited