PROSPERITY CAPITAL MANAGEMENT (UK) LIMITED

Date authorised
1 April 2013
Companies House
04959887
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    207 Regent Street
    London
    W1B 3HH
    UNITED KINGDOM
    Phone
    +447834666213
    Web
    https://www.prosperitycapital.com

  • Complaints Contact

    207 Regent Street
    London
    W1B 3HH
    UNITED KINGDOM
    Phone
    +447834666213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akshay Bhutiani

    IRN AXB02584

    • [FCA CF] Client dealing (since 20 Nov 2025)
    • SMF3 Executive Director (since 28 Oct 2020)
    • CF30 Customer (20 May 2010 to 8 Dec 2019)
  • Alexander Markovich Branis

    IRN AMB01191

    • CF30 Customer (30 Aug 2016 to 8 Dec 2019)
    • CF1 Director (26 May 2004 to 3 Dec 2009)
  • Alexei Krivoshapko

    IRN AXK01859

    • CF1 Director (19 Feb 2010 to 7 Feb 2013)
  • Amit Kapoor

    IRN AXK01872

    • CF30 Customer (5 Mar 2010 to 22 Aug 2011)
  • Annie Gertrud Helena Wiberg

    IRN AGW01130

    • CF11 Money Laundering Reporting (26 Oct 2012 to 16 Aug 2013)
  • Benjamin James McDonald

    IRN BJM01207

    • CF11 Money Laundering Reporting (29 Aug 2013 to 20 Oct 2014)
  • Giulia Silvestri

    IRN GXS00299

    • [FCA CF] Client dealing (15 Mar 2020 to 3 Jan 2023)
  • Igor Danilenko

    IRN IXD01120

    • CF30 Customer (1 Nov 2007 to 1 Mar 2010)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
  • Ivan Mazalov

    IRN IXM01161

    • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
    • CF1 Director (19 Feb 2010 to 7 Feb 2013)
  • Johan Mattias Westman

    IRN JMW01174

    • Director of firm who is not a certification employee or a SMF manager (since 29 Oct 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
    • CF1 Director (26 May 2004 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (26 May 2004 to 17 Jan 2006)
    • CF3 Chief Executive (26 May 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 May 2004 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.