PROSPERITY CAPITAL MANAGEMENT (UK) LIMITED

Date authorised
1 April 2013
Companies House
04959887
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    207 Regent Street
    London
    W1B 3HH
    UNITED KINGDOM
    Phone
    +447834666213
    Web
    https://www.prosperitycapital.com

  • Complaints Contact

    207 Regent Street
    London
    W1B 3HH
    UNITED KINGDOM
    Phone
    +447834666213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Johan Niclas Hedengran

    IRN JNH01072

    • CF30 Customer (30 Jun 2014 to 9 Mar 2018)
  • John Davighi

    IRN JXD02094

    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Nov 2024)
    • CF11 Money Laundering Reporting (13 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Feb 2019 to 8 Dec 2019)
  • Joseph Keane

    IRN JXK01448

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (12 Aug 2011 to 8 Dec 2019)
    • CF1 Director (12 Jan 2007 to 26 Jul 2011)
    • CF10 Compliance Oversight (12 Jan 2007 to 9 Dec 2014)
  • Kristian Narvesen Nammack

    IRN KNN01002

    • CF10 Compliance Oversight (26 May 2004 to 31 Jan 2007)
    • CF1 Director (26 May 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (26 May 2004 to 31 Jan 2007)
  • Lars Staffansson

    IRN LXS01643

    • CF30 Customer (2 Jun 2014 to 16 Jan 2015)
  • Leon Santos

    IRN LXS01525

    • CF1 Director (16 Aug 2011 to 9 Jul 2012)
    • CF11 Money Laundering Reporting (16 Aug 2011 to 9 Jul 2012)
  • Liam Halligan

    IRN LXH01399

    • CF1 Director (19 Feb 2010 to 19 Apr 2013)
    • CF30 Customer (19 Feb 2010 to 19 Apr 2013)
  • Mark Seymour

    IRN MXS00679

    • SMF3 Executive Director (23 Jul 2021 to 31 Mar 2025)
  • Martin Charmoy

    IRN MXC02390

    • CF30 Customer (10 Jun 2011 to 8 Dec 2019)
  • Ohlsson Carl Fredrik

    IRN OXC01083

    • CF10 Compliance Oversight (16 Dec 2014 to 11 Dec 2018)
    • CF11 Money Laundering Reporting (10 Nov 2014 to 11 Dec 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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