Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROSPERITY CAPITAL MANAGEMENT (UK) LIMITED
FRN 230512
- Director of firm who is not a certification employee or a SMF manager (since 29 Oct 2020)
- SMF3 Executive Director (9 Dec 2019 to 28 Oct 2020)
- SMF1 Chief Executive (9 Dec 2019 to 28 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
- CF1 Director (26 May 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (26 May 2004 to 31 Oct 2007)
- CF3 Chief Executive (26 May 2004 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (26 May 2004 to 17 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.