Prosper Capital LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
14 Orchard RoadOnslow VillageGuildfordSurreyGU2 7QYUNITED KINGDOM- Phone
- +4407825226818
-
Complaints Contact
5 Brayford SquareLondonE1 0SGUNITED KINGDOM- Phone
- +4407825226818
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · The firm must not conduct any designated investment business advice with retail clients other than venture capital business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Runs Investment Funds
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Rawinder Singh Binning
IRN RSB01183
- CF1 Director (AR) (16 Nov 2018 to 14 Mar 2019)
-
Raymond Gerard Harte
IRN RXH01279
- CF1 Director (AR) (12 Jun 2023 to 27 Sep 2024)
- CF30 Customer (12 Jun 2023 to 27 Sep 2024)
-
Stephen Garland
IRN SXG00391
- CF2 Non Executive Director (AR) (6 Nov 2021 to 1 Jul 2025)
-
Stuart Christopher Lane
IRN SCL01029
- CF2 Non Executive Director (AR) (23 Sep 2013 to 16 Apr 2015)
-
Stuart Thomas Ratcliff
IRN STR01016
- CF30 Customer (4 Jul 2013 to 13 May 2014)
-
Suhail Nawaz
IRN SXN01625
- CF1 Director (AR) (9 Aug 2016 to 26 Jun 2018)
-
Sujan Roy
IRN SXR02429
- CF30 Customer (26 Jan 2016 to 15 Dec 2016)
-
Tania Karen Franses
IRN TKF01003
- CF1 Director (AR) (29 Nov 2017 to 13 Jul 2023)
-
Terence Ogden
IRN TXO01256
- CF30 Customer (23 Dec 2013 to 15 Dec 2016)
-
Timothy Johnson
IRN TXJ01193
- CF1 Director (AR) (15 Apr 2015 to 15 Dec 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Supercar Investment Club Limited (no longer appointed)
FRN 794572 · Appointed 21 Nov 2017 · Until 10 Apr 2018
-
Peacock Film Finance Limited (no longer appointed)
FRN 778988 · Appointed 12 May 2017 · Until 14 Sep 2023
-
Crowd2Let Capital Limited (no longer appointed)
FRN 743371 · Appointed 7 Apr 2016 · Until 22 Aug 2024
-
The House Crowd Limited (no longer appointed)
FRN 711355 · Appointed 24 Jul 2015 · Until 16 Feb 2018
-
OneE Investments Limited (no longer appointed)
FRN 608341 · Appointed 7 Oct 2013 · Until 30 Apr 2017
-
Stonebridge Private Platform Limited (no longer appointed)
FRN 605111 · Appointed 30 Jul 2013 · Until 29 Sep 2015
-
The Venture Capital Platform Limited (no longer appointed)
FRN 602181 · Appointed 4 Jun 2013 · Until 23 Apr 2015
-
Pinewood Film Advisors Limited (no longer appointed)
FRN 589472 · Appointed 9 Oct 2012 · Until 25 Sep 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.