Raymond Gerard Harte

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prosper Capital LLP (no longer approved here)
FRN 453007
- CF30 Customer (12 Jun 2023 to 27 Sep 2024)
- CF1 Director (AR) (12 Jun 2023 to 27 Sep 2024)
Cahootz Group Limited (no longer approved here)
FRN 997439
- Employed By (12 Jun 2023 to 27 Sep 2024)
Elara Capital Plc (no longer approved here)
FRN 221462
- CF30 Customer (3 Feb 2012 to 1 Oct 2012)
- CF1 Director (AR) (3 Feb 2012 to 1 Oct 2012)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 17 Jun 2011)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.