Prosper Capital LLP

Date authorised
1 April 2013
Companies House
OC318663
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Orchard Road
    Onslow Village
    Guildford
    Surrey
    GU2 7QY
    UNITED KINGDOM
    Phone
    +4407825226818
    Web
    https://www.prospercapital.co.uk

  • Complaints Contact

    5 Brayford Square
    London
    E1 0SG
    UNITED KINGDOM
    Phone
    +4407825226818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business advice with retail clients other than venture capital business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ivan Patrick Dunleavy

    IRN IPD01023

    • CF30 Customer (17 Oct 2012 to 27 Sep 2013)
    • CF3 Chief Executive (AR) (17 Oct 2012 to 27 Sep 2013)
    • CF1 Director (AR) (17 Oct 2012 to 27 Sep 2013)
  • James Stephen Christian

    IRN JSC01166

    • CF30 Customer (19 Oct 2012 to 27 Sep 2013)
    • CF1 Director (AR) (19 Oct 2012 to 27 Sep 2013)
  • Jeremy Roger Cole Spencer

    IRN JRS00049

    • CF1 Director (AR) (5 Jul 2013 to 16 Apr 2015)
    • CF30 Customer (31 May 2013 to 16 Apr 2015)
  • Karen Ann Potter

    IRN KXP00282

    • CF1 Director (AR) (16 Aug 2022 to 15 Apr 2026)
    • CF3 Chief Executive (AR) (16 Aug 2022 to 15 Apr 2026)
  • Katherine Louise Thompson

    IRN KLT01030

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (15 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jun 2013 to 8 Dec 2019)
  • Kathryn Elizabeth Wellemeyer

    IRN KXW00405

    • CF30 Customer (3 Jun 2024 to 31 Jul 2025)
  • Kerry Dyce

    IRN KXB01194

    • CF30 Customer (16 Mar 2025 to 19 Jan 2026)
  • Krishen Jani

    IRN KXJ00110

    • CF30 Customer (3 Jun 2024 to 31 Jul 2025)
  • Laura Katharine Franses

    IRN LKF01011

    • CF1 Director (AR) (29 Nov 2017 to 12 Jul 2021)
  • Linda Reynolds

    IRN LXR00131

    • CF1 Director (AR) (27 Aug 2021 to 6 Jun 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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