Jeremy Roger Cole Spencer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prosper Capital LLP (no longer approved here)

    FRN 453007

    • CF1 Director (AR) (5 Jul 2013 to 16 Apr 2015)
    • CF30 Customer (31 May 2013 to 16 Apr 2015)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Nov 2005 to 11 Apr 2006)
  • James Hallam Limited (no longer approved here)

    FRN 134435

    • CF1 Director (1 Dec 2001 to 12 Oct 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 26 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.