Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 11 Feb 2026)
    • [FCA CF] Client dealing (since 11 Feb 2026)
  • Prosper Capital LLP (no longer approved here)

    FRN 453007

    • CF30 Customer (16 Mar 2025 to 19 Jan 2026)
  • Jarvis Investment Management Limited (no longer approved here)

    FRN 116413

    • [FCA CF] Material risk taker (3 Oct 2024 to 11 Feb 2025)
    • [FCA CF] Proprietary trader (3 Oct 2024 to 11 Feb 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Feb 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2025)
    • CF11 Money Laundering Reporting (27 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (8 Apr 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.