PROFILE FINANCIAL SOLUTIONS LTD

Date authorised
20 June 2013
Companies House
07731925
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Profile Financial Solutions Ltd
    Norwest Court
    Guildhall Street
    Preston
    Lancashire
    PR1 3NU
    UNITED KINGDOM
    Phone
    +4401772804404
    Web
    https://www.profilepensions.co.uk

  • Complaints Contact

    Profile Financial Solutions Ltd
    Norwest Court
    Guildhall Street
    Preston
    Lancashire
    PR1 3NU
    UNITED KINGDOM
    Phone
    +4401772804404

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Consumer Loans

    Show 1 limitation
    • · Limited lending that is in connection with the repayment of fees [relating to the provision of professional services] / [which are only for ongoing services or regular premiums]

  • Loan Servicing

    Show 1 limitation
    • · Limited Lending that is in connection with the repayment of fees [relating to the provision of professional services]/ [ which are only for ongoing services or regular premiums]

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Megan Morris

    IRN EMB01041

    • CF30 Customer (1 Sep 2014 to 30 Jun 2016)
  • Fabio Zampaglione

    IRN FXZ00022

    • Director of firm who is not a certification employee or a SMF manager (since 23 Nov 2023)
  • Gary Smith

    IRN GSS01030

    • CF30 Customer (23 Feb 2016 to 17 Mar 2017)
  • Geoffrey John Gill

    IRN GJG00023

    • CF30 Customer (7 Jul 2014 to 8 Aug 2014)
  • Giuseppe Trettenero

    IRN GXT15271

    • Director of firm who is not a certification employee or a SMF manager (31 Jul 2023 to 30 Jun 2024)
  • Graeme de Moor

    IRN GXD00221

    • Director of firm who is not a certification employee or a SMF manager (24 Jun 2024 to 31 Oct 2025)
  • Ian Arthur Brooks

    IRN IAB01075

    • [FCA CF] Functions requiring qualifications (14 Jan 2020 to 2 Jun 2020)
    • [FCA CF] Client dealing (14 Jan 2020 to 2 Jun 2020)
  • Ian Geoffrey Floyed

    IRN IGF01007

    • CF2 Non Executive Director (20 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2015 to 20 Dec 2016)
    • CF11 Money Laundering Reporting (6 Feb 2015 to 20 Dec 2016)
    • CF1 Director (20 Jun 2013 to 20 Dec 2016)
  • Ian Smitham

    IRN IXS00028

    • CF30 Customer (22 Oct 2017 to 12 Oct 2018)
  • Indira Sumner

    IRN IXS00050

    • CF30 Customer (16 Dec 2013 to 14 Sep 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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