Gary Smith

• QUILTER FINANCIAL SERVICES LIMITED

  FRN 440703

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 13 Mar 2019)
• Quilter Financial Advisers Ltd

  FRN 452529

  • (363)Employed By (since 13 Mar 2019)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
• Charles Derby Wealth Management Limited (no longer approved here)

  FRN 535816

  • Employed By (13 Apr 2017 to 30 May 2019)
• PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

  FRN 596398

  • CF30 Customer (23 Feb 2016 to 17 Mar 2017)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (19 Oct 2015 to 10 Feb 2016)
• The Aldra Group Limited (no longer approved here)

  FRN 403248

  • CF30 Customer (9 Sep 2013 to 9 Oct 2015)
• TRUE BEARING LIMITED (no longer approved here)

  FRN 486512

  • CF30 Customer (17 Jul 2012 to 31 Jul 2013)
• Optasia Wealth Management Limited (no longer approved here)

  FRN 216440

  • (14)Employed By (29 Jul 2011 to 15 Jun 2012)
• TrinityBridge Limited (no longer approved here)

  FRN 119329

  • CF30 Customer (1 May 2009 to 28 Feb 2011)

No changes recorded yet.