PROFILE FINANCIAL SOLUTIONS LTD

Date authorised
20 June 2013
Companies House
07731925
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Profile Financial Solutions Ltd
    Norwest Court
    Guildhall Street
    Preston
    Lancashire
    PR1 3NU
    UNITED KINGDOM
    Phone
    +4401772804404
    Web
    https://www.profilepensions.co.uk

  • Complaints Contact

    Profile Financial Solutions Ltd
    Norwest Court
    Guildhall Street
    Preston
    Lancashire
    PR1 3NU
    UNITED KINGDOM
    Phone
    +4401772804404

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Consumer Loans

    Show 1 limitation
    • · Limited lending that is in connection with the repayment of fees [relating to the provision of professional services] / [which are only for ongoing services or regular premiums]

  • Loan Servicing

    Show 1 limitation
    • · Limited Lending that is in connection with the repayment of fees [relating to the provision of professional services]/ [ which are only for ongoing services or regular premiums]

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shelagh Mary Dorsett

    IRN SMD00004

    • CF30 Customer (30 Oct 2015 to 22 Mar 2017)
  • Simon Vella

    IRN SXV01161

    • [FCA CF] Significant management (9 Dec 2019 to 20 Jun 2022)
    • CF29 Significant management (10 May 2017 to 8 Dec 2019)
  • Siobhan Marie Yakacik

    IRN SXY00104

    • [FCA CF] Significant management (1 Jul 2023 to 20 Sep 2024)
  • Stephen Doyle

    IRN SXD00040

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
    • CF30 Customer (10 Mar 2014 to 8 Dec 2019)
  • Stephen John Naylor

    IRN SJN01121

    • CF2 Non Executive Director (20 Jun 2013 to 1 Dec 2016)
  • Stephen Ogden

    IRN SXO00002

    • CF30 Customer (3 Nov 2016 to 22 Mar 2017)
  • Stephen Paul Venables

    IRN SPV01007

    • CF30 Customer (11 Jan 2016 to 4 Jul 2016)
  • Stephen William Boys

    IRN SWB01079

    • CF30 Customer (7 Apr 2015 to 28 May 2015)
  • Steven Arthur Craven

    IRN SXC00019

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
    • CF30 Customer (15 Jan 2016 to 17 Mar 2017)
  • Steven Paul Donnelly

    IRN SPD01120

    • CF30 Customer (20 Jun 2013 to 30 Nov 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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