Simon Vella

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- SMF3 Executive Director (since 17 Feb 2026)
Ascot Lloyd Limited
FRN 578614
- SMF3 Executive Director (since 11 Nov 2024)
- Responsibility for MCD Intermediation (11 Nov 2024 to 6 Oct 2025)
- SMF18 Other Overall Responsibility (26 Oct 2022 to 24 Apr 2025)
PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)
FRN 596398
- [FCA CF] Significant management (9 Dec 2019 to 20 Jun 2022)
- CF29 Significant management (10 May 2017 to 8 Dec 2019)
Advisory Insurance Brokers Limited (no longer approved here)
FRN 313250
- CF29 Significant management (9 May 2008 to 31 Jan 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.