Stephen Doyle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited (no longer approved here)

    FRN 535515

    • [FCA CF] Client dealing (25 Mar 2021 to 9 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (10 Feb 2021 to 9 Nov 2021)
    • CF30 Customer (28 Jan 2021 to 9 Nov 2021)
  • Secure For Life Wealth Management Limited (no longer approved here)

    FRN 912517

    • (3)Employed By (28 Jan 2021 to 9 Nov 2021)
  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
    • CF30 Customer (10 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.