Professional Independent Advisers Limited

• Principal Place of Business

  Hayward Court

  2b Tettenhall Road

  Wolverhampton

  West Midlands

  WV1 4SF

  UNITED KINGDOM

  Phone

  +4401902379900

  Web

  https://www.piawm.net

• Complaints Contact

  Hayward Court

  2b Tettenhall Road

  Wolverhampton

  West Midlands

  WV1 4SF

  UNITED KINGDOM

  Phone

  +4401902379900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam El Ouafi

  IRN AXA00797

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2023)
• Christopher Richard Nathan Bourne

  IRN CRB01130

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2023)
  • CF30 Customer (3 Jul 2009 to 8 Dec 2019)
• Colin Stanley

  IRN CXS00003

  • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Nov 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 15 Nov 2004)
• David Graham Bassett

  IRN DGB00002

  • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2007)
  • CF21 Investment Adviser (30 Dec 2003 to 31 Oct 2007)
  • CF1 Director (30 Dec 2003 to 30 Sep 2007)
  • CF23 Corporate Finance Adviser (30 Dec 2003 to 15 Nov 2004)
• David Leslie James

  IRN DLJ00001

  • CF30 Customer (15 Jan 2008 to 30 Dec 2009)
• David Michaelo Bandurak

  IRN DMB01212

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (23 Apr 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (11 Jul 2007 to 31 Oct 2007)
• Deborah Gillian Blower

  IRN DXB77104

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Gemma Elizabeth Harris

  IRN GXH84763

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Gemma Simpson

  IRN GRB01143

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 15 Jun 2023)
  • [FCA CF] Client dealing (since 15 Jun 2023)
• Heather Tait Smith

  IRN HXS00357

  • [FCA CF] Functions requiring qualifications (23 Feb 2023 to 16 May 2024)
  • [FCA CF] Client dealing (23 Feb 2023 to 16 May 2024)

No changes recorded yet.