Christopher Richard Nathan Bourne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Burgess & Lee Limited

    FRN 160493

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2023)
    • [FCA CF] Client dealing (since 17 Apr 2023)
  • Professional Independent Advisers Limited (no longer approved here)

    FRN 125921

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2023)
    • CF30 Customer (3 Jul 2009 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Jul 2008 to 31 Mar 2009)
  • Christopher Bourne (no longer approved here)

    FRN 486065

    • Employed By (17 Jul 2008 to 31 Mar 2009)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (27 May 2008 to 27 Jun 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.