David Graham Bassett

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2025)
  • Tipton and Coseley Building Society (no longer approved here)

    FRN 159601

    • SMF14 Senior Independent Director (7 Mar 2016 to 17 Apr 2018)
    • CF2 Non Executive Director (7 May 2008 to 6 Mar 2016)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF2 Non Executive Director (AR) (24 Jun 2013 to 12 Jan 2017)
    • CF1 Director (AR) (15 Sep 2008 to 24 Jun 2013)
  • Professional Independent Advisers Limited (no longer approved here)

    FRN 125921

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2007)
    • CF1 Director (30 Dec 2003 to 30 Sep 2007)
    • CF23 Corporate Finance Adviser (30 Dec 2003 to 15 Nov 2004)
    • CF21 Investment Adviser (30 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.