Privium Fund Management (UK) Limited

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FRN: 471186
Date authorised: 1 April 2013
Companies House: 06276584
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+4402034570684

Web

https://www.priviumfund.com
Complaints Contact

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ton Fie Tjia
IRN TFT01006
- CF1 Director (AR) (24 Nov 2014 to 16 Sep 2019)
- CF30 Customer (24 Nov 2014 to 16 Sep 2019)
Vasile Foca
IRN VXF01030
- CF30 Customer (14 Nov 2011 to 2 Sep 2025)
- CF1 Director (AR) (14 Nov 2011 to 2 Sep 2025)
Vedat Celik
IRN VXC01331
- CF1 Director (AR) (20 Jun 2018 to 10 Mar 2020)
- CF30 Customer (20 Jun 2018 to 10 Mar 2020)
Victoria Chapman
IRN VXC01048
- CF1 Director (AR) (15 Jun 2022 to 28 Jun 2024)
- CF30 Customer (15 Jun 2022 to 28 Jun 2024)
- [FCA CF] Client dealing (23 Dec 2020 to 13 May 2022)
Victoria Jane Salomon
IRN VJS01030
- CF1 Director (AR) (15 Jun 2017 to 9 Nov 2018)
Vincent Emile Charles-Gervais
IRN VEC01018
- CF4 Partner (AR) (7 Feb 2014 to 19 May 2014)
- CF30 Customer (7 Feb 2014 to 19 May 2014)
Vishnu Reddy
IRN VXR01176
- CF1 Director (AR) (23 May 2022 to 15 Aug 2023)
- CF30 Customer (23 May 2022 to 15 Aug 2023)
Vladimir Levykin
IRN VXL01189
- CF30 Customer (1 Sep 2018 to 11 Jun 2019)
- CF1 Director (AR) (1 Sep 2018 to 11 Jun 2019)
William Jack Barker
IRN WJB01095
- CF1 Director (AR) (27 Dec 2013 to 2 Nov 2015)
- CF30 Customer (27 Dec 2013 to 2 Nov 2015)
William Pollard
IRN WXP01033
- CF30 Customer (since 21 May 2025)
- CF1 Director (AR) (since 21 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Doxa Partners LLP (no longer appointed)
FRN 623193 · Appointed 13 May 2014 · Until 24 Sep 2024
Hamilcar Capital Limited (no longer appointed)
FRN 622709 · Appointed 6 May 2014 · Until 24 Nov 2014
Purple Strategic Capital Limited (no longer appointed)
FRN 498831 · Appointed 12 Mar 2014 · Until 27 Apr 2016
Makalo Capital LLP (no longer appointed)
FRN 613667 · Appointed 27 Jan 2014 · Until 30 Nov 2016
Harbourfront Capital Limited (no longer appointed)
FRN 612475 · Appointed 30 Dec 2013 · Until 4 Feb 2016
Barker Asset Management Limited (no longer appointed)
FRN 611649 · Appointed 13 Dec 2013 · Until 30 Nov 2015
Open Field Capital Limited (no longer appointed)
FRN 607325 · Appointed 16 Sep 2013 · Until 26 Jun 2014
Beca Capital LLP (no longer appointed)
FRN 606308 · Appointed 21 Aug 2013 · Until 18 Jul 2014 · Tied agent
Neural Capital Limited (no longer appointed)
FRN 597429 · Appointed 19 Mar 2013 · Until 30 Apr 2015
Credos Capital Management LLP (no longer appointed)
FRN 595622 · Appointed 7 Feb 2013 · Until 19 May 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.