Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Alderic Limited
FRN 914449
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2020)
- SMF3 Executive Director (since 16 Mar 2020)
- SMF1 Chief Executive (since 16 Mar 2020)
- SMF16 Compliance Oversight (since 16 Mar 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 31 May 2022)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 31 May 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
-
- CF30 Customer (20 Jun 2018 to 10 Mar 2020)
- CF1 Director (AR) (20 Jun 2018 to 10 Mar 2020)
-
- Employed By (20 Jun 2018 to 10 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.