Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2020)
    • SMF3 Executive Director (since 16 Mar 2020)
    • SMF1 Chief Executive (since 16 Mar 2020)
    • SMF16 Compliance Oversight (since 16 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF30 Customer (20 Jun 2018 to 10 Mar 2020)
    • CF1 Director (AR) (20 Jun 2018 to 10 Mar 2020)
  • Alderic Limited (no longer approved here)

    FRN 811253

    • Employed By (20 Jun 2018 to 10 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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