Date authorised
16 March 2020
Companies House
10996262
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    124 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +442071128896
  • Complaints Contact

    124 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +442071128896

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard henry john Harris

    IRN RHH01047

    • [FCA CF] Client dealing (since 17 Jan 2022)
    • SMF3 Executive Director (since 16 Mar 2020)
  • Vedat Celik

    IRN VXC01331

    • SMF1 Chief Executive (since 16 Mar 2020)
    • SMF16 Compliance Oversight (since 16 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2020)
    • SMF3 Executive Director (since 16 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

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