Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Manager of certification employee (since 1 Sep 2023)
- [FCA CF] Client dealing (since 1 Jul 2020)
- CF30 Customer (2 Mar 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (since 1 Sep 2023)
- [FCA CF] Client dealing (since 1 Jul 2020)
- [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
- CF30 Customer (2 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (14 Jul 2014 to 30 Jun 2018)
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- CF30 Customer (7 Feb 2014 to 19 May 2014)
- CF4 Partner (AR) (7 Feb 2014 to 19 May 2014)
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- Employed By (7 Feb 2014 to 19 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.