Privium Fund Management (UK) Limited

• Principal Place of Business

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +4402034570684

  Web

  https://www.priviumfund.com

• Complaints Contact

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +447768364144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Santos Martin Visairas Ratto

  IRN SMV01015

  • CF30 Customer (10 Jun 2021 to 31 Oct 2023)
  • CF1 Director (AR) (10 Jun 2021 to 31 Oct 2023)
• Sascha Klamp

  IRN SXK01436

  • CF30 Customer (14 Mar 2016 to 1 Aug 2016)
  • CF1 Director (AR) (14 Mar 2016 to 1 Aug 2016)
• Shu Xu

  IRN SXX00006

  • CF1 Director (AR) (13 Sep 2022 to 16 Oct 2023)
• Siddharth Kapoor

  IRN SXK01776

  • CF1 Director (AR) (1 Nov 2016 to 14 Feb 2019)
  • CF30 Customer (1 Nov 2016 to 14 Feb 2019)
• Simon Anthony Crooks

  IRN SAC01263

  • CF1 Director (AR) (3 Jul 2018 to 26 Nov 2019)
  • CF30 Customer (3 Jul 2018 to 26 Nov 2019)
• Simon James Van Den Born

  IRN SJV01013

  • CF1 Director (AR) (15 Mar 2016 to 7 Jan 2019)
• Simon John Douglas Jeffries

  IRN SJJ01046

  • CF30 Customer (16 Apr 2019 to 26 Jun 2020)
  • CF4 Partner (AR) (16 Apr 2019 to 26 Jun 2020)
• Sonia Brigitte Marcelle Garnier

  IRN SXG00073

  • CF30 Customer (12 Nov 2020 to 14 Apr 2021)
• Sophie Robe

  IRN SXR02586

  • CF30 Customer (13 Jul 2017 to 3 Mar 2020)
  • CF1 Director (AR) (13 Jul 2017 to 3 Mar 2020)
• Sridhar Bearelly

  IRN SXB01435

  • CF30 Customer (6 Mar 2013 to 19 May 2014)
  • CF4 Partner (AR) (6 Mar 2013 to 19 May 2014)

• Doxa Partners LLP (no longer appointed)

  FRN 623193 · Appointed 13 May 2014 · Until 24 Sep 2024

• Hamilcar Capital Limited (no longer appointed)

  FRN 622709 · Appointed 6 May 2014 · Until 24 Nov 2014

• Purple Strategic Capital Limited (no longer appointed)

  FRN 498831 · Appointed 12 Mar 2014 · Until 27 Apr 2016

• Makalo Capital LLP (no longer appointed)

  FRN 613667 · Appointed 27 Jan 2014 · Until 30 Nov 2016

• Harbourfront Capital Limited (no longer appointed)

  FRN 612475 · Appointed 30 Dec 2013 · Until 4 Feb 2016

• Barker Asset Management Limited (no longer appointed)

  FRN 611649 · Appointed 13 Dec 2013 · Until 30 Nov 2015

• Open Field Capital Limited (no longer appointed)

  FRN 607325 · Appointed 16 Sep 2013 · Until 26 Jun 2014

• Beca Capital LLP (no longer appointed)

  FRN 606308 · Appointed 21 Aug 2013 · Until 18 Jul 2014 · Tied agent

• Neural Capital Limited (no longer appointed)

  FRN 597429 · Appointed 19 Mar 2013 · Until 30 Apr 2015

• Credos Capital Management LLP (no longer appointed)

  FRN 595622 · Appointed 7 Feb 2013 · Until 19 May 2014

No changes recorded yet.