Simon John Douglas Jeffries

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panima Capital Management Limited (no longer approved here)

    FRN 653812

    • [FCA CF] Client dealing (17 Apr 2023 to 14 Oct 2024)
    • CF3 Chief Executive (AR) (31 Oct 2022 to 14 Oct 2024)
    • CF4 Partner (AR) (31 Oct 2022 to 14 Oct 2024)
    • CF30 Customer (31 Oct 2022 to 14 Oct 2024)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF4 Partner (AR) (16 Apr 2019 to 26 Jun 2020)
    • CF30 Customer (16 Apr 2019 to 26 Jun 2020)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (5 Jan 2011 to 6 Jan 2012)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (9 Dec 2009 to 31 Dec 2010)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.