Privium Fund Management (UK) Limited

• Principal Place of Business

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +4402034570684

  Web

  https://www.priviumfund.com

• Complaints Contact

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +447768364144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian David Hector McNeil

  IRN IDM01044

  • CF1 Director (AR) (since 15 Jul 2021)
  • CF30 Customer (since 15 Jul 2021)
• Iliana Perdomo Nostrani

  IRN IXP00123

  • CF30 Customer (since 28 Feb 2026)
• Iliya William Blazic

  IRN IWB01016

  • CF3 Chief Executive (AR) (since 2 Nov 2023)
  • CF30 Customer (since 2 Nov 2023)
• Imran Osman Khatri

  IRN IXK00070

  • CF30 Customer (14 Jan 2022 to 3 Feb 2025)
  • CF1 Director (AR) (14 Jan 2022 to 3 Feb 2025)
• Isabel Sarah Louise Rutland

  IRN ISR01032

  • CF30 Customer (7 Aug 2017 to 19 May 2019)
  • CF1 Director (AR) (7 Aug 2017 to 19 May 2019)
• Jacobus Johannes Battjes

  IRN JJB01172

  • CF1 Director (AR) (13 Oct 2011 to 28 Feb 2013)
  • CF30 Customer (13 Oct 2011 to 28 Feb 2013)
• Jacqueline Ann McKay

  IRN JAM01340

  • CF1 Director (AR) (since 4 Jun 2018)
• James Adam Palmer

  IRN JAP01097

  • CF30 Customer (29 Apr 2020 to 30 Mar 2021)
  • CF1 Director (AR) (29 Apr 2020 to 30 Mar 2021)
• James Arthur Sclater

  IRN JAS01181

  • CF1 Director (AR) (2 Aug 2017 to 31 Dec 2021)
  • CF30 Customer (2 Aug 2017 to 31 Dec 2021)
• James Edward Bechely-Crundall

  IRN JEB01272

  • CF2 Non Executive Director (AR) (since 30 Mar 2022)

• Doxa Partners LLP (no longer appointed)

  FRN 623193 · Appointed 13 May 2014 · Until 24 Sep 2024

• Hamilcar Capital Limited (no longer appointed)

  FRN 622709 · Appointed 6 May 2014 · Until 24 Nov 2014

• Purple Strategic Capital Limited (no longer appointed)

  FRN 498831 · Appointed 12 Mar 2014 · Until 27 Apr 2016

• Makalo Capital LLP (no longer appointed)

  FRN 613667 · Appointed 27 Jan 2014 · Until 30 Nov 2016

• Harbourfront Capital Limited (no longer appointed)

  FRN 612475 · Appointed 30 Dec 2013 · Until 4 Feb 2016

• Barker Asset Management Limited (no longer appointed)

  FRN 611649 · Appointed 13 Dec 2013 · Until 30 Nov 2015

• Open Field Capital Limited (no longer appointed)

  FRN 607325 · Appointed 16 Sep 2013 · Until 26 Jun 2014

• Beca Capital LLP (no longer appointed)

  FRN 606308 · Appointed 21 Aug 2013 · Until 18 Jul 2014 · Tied agent

• Neural Capital Limited (no longer appointed)

  FRN 597429 · Appointed 19 Mar 2013 · Until 30 Apr 2015

• Credos Capital Management LLP (no longer appointed)

  FRN 595622 · Appointed 7 Feb 2013 · Until 19 May 2014

No changes recorded yet.